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Monday, December 15, 2008

DFI Reminds Investors Of Auction Rate Securities Buyback Offers

Today DFI issued the following consumer alert.

DFI’s Securities Division is reminding auction rate securities investors of their redemption opportunities, which were reached through settlements between securities regulators and multiple Wall Street firms.

Many brokerage firms are offering to buy back auction rate securities from their customers. Investors should be aware that the offers to repurchase their auction rate securities will not be available indefinitely.

Investors with questions about the repurchasing process should contact the firm from which they purchased their auction rate securities.

If you or someone you know invested in auction rate securities, you can file a complaint with the Washington Securities Division online at or you can call us at 360-902-8760 or 1-877-RING DFI.

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